Publication List

of Winfried F. Schmitz (Dr. jur., M.C.J. (NYU))
  1. Kommentierung der §§ 35, 36, 44, 44a, 44b und 44c KWG, in: Luz, Neus et al., Kreditwesengesetz (KWG), Kommentar zum KWG, 3. Auflage, 1. Update, Stuttgart 2016 (Commentating Sections 35, 36, 44, 44a, 44b and 44c of the German Banking Law, 3rd edition, 1st Update).
  2. Die ideale Sozietät und Aspekte ihrer inneren Struktur (The Ideal Law Firm and Aspects of its Internal Structure), in: Anwaltsleben – Werte und Würde (Attorney’s Life – Values and Dignity), St. Augustin, Germany, 2015, p. 127-144.
  3. Anwaltsvater – Anwaltssohn – Anwaltsleben im Wandel (Attorney Father – Attorney Son – The Changing of Attorney Life), in: Anwaltsleben – Werte und Würde (Attorney’s Life – Values and Dignity), St. Augustin, Germany, 2015, p. 61-68.
  4. Anwaltsleben – Werte und Würde (Attorney’s Life – Values and Dignity), co-editor, St. Augustin, Germany, 2015.
  5. Kommentierung der §§ 35, 36, 44, 44a, 44b und 44c KWG, in: Luz, Neus et al., Kreditwesengesetz (KWG), Kommentar zum KWG, 3. Auflage, Stuttgart 2015 (Commentating Sections 35, 36, 44, 44a, 44b and 44c of the German Banking Law, 3rd edition).
  6. Kommentierung der §§ 35, 36, 44, 44a, 44b und 44c KWG, in: Luz, Neus et al., Kreditwesengesetz (KWG), Kommentar zum KWG, 3. Update, Stuttgart 2014 (Commentating Sections 35, 36, 44, 44a, 44b and 44c of the German Banking Law, 3rd update).
  7. Kommentierung der §§ 35, 36, 44, 44a, 44b und 44c KWG, in: Luz, Neus et al., Kreditwesengesetz (KWG), Kommentar zum KWG, 2. Auflage, Stuttgart 2011 (Commentating Sections 35, 36, 44, 44a, 44b and 44c of the German Banking Law, 2nd edition).
  8. Kommentierung der §§ 35, 36, 44, 44a, 44b und 44c KWG, in: Luz, Neus et al., Kreditwesengesetz (KWG), Kommentar zum KWG, Stuttgart 2009 (Commentating Sections 35, 36, 44, 44a, 44b and 44c of the German Banking Law).
  9. AIJA and Asia: Opportunities and Challenges, in: AIJA, Yearbook 2007, p. 53 – 56.
  10. The UIA in Sestriere, 2nd Winter Seminar (Representations, Warranties and Indemnifications in M&As – Pitfalls and Best Practices for Structuring as well as Litigating and Arbitrating them), in: Juriste International, No. 2, 2007, p. 14 + 15.
  11. International Civil Litigation and the USA, Short Report in: Juriste International, No. 2, 2006, p. 10.
  12. Haftung von Vorständen und Aufsichtsräten (Liability of Executive Boards and Supervisory Boards), in: Hirschmann/Romeike, Rechts- und Haftungsrisiken im Unternehmensmanagement (Legal and Liability Risks in the Management of Enterprises), Cologne 2006, p. 11-44.
  13. The UIA at Breckenridge, Colorado, (Seminar: International Civil Litigation and the USA), in: Juriste International, No. 3, 2005, p. 18-19.
  14. Liability Standards for the Breach of Fiduciary Duties by Directors and Officers of Stock Corporations in Germany – The Recent Introduction of a Business Judgment Rule, in: Newsletter of the ABA Section of Business Law Committee on Corporate Counsel, December 2005.
  15. Getting the Deal Done – Issues, Steps and Tactics in M&A Transactions, Joint AIJA/IBA Seminar, Paris/France, Report in: AIJA-Gazette, No. 82, 2005, p. 5-10.
  16. Geheimnisse im Aufsichtsrat, in: Der Aufsichtsrat, Edition 06, 2005, (Secrets in the Supervisory Board).
  17. Current Developments in Network Industries and Infrastructure Projects, St. Christoph/Austria, in: AIJA-Gazette, Nr. 80, 2005, p. 14-22.
  18. Unwirksamkeit der Vereinbarung eines Equity Kickers in Mezzanine-Darlehensverträgen wegen Sittenwidrigkeit?, in: FINANZ BETRIEB, Edition 1, Düsseldorf 2005 (Nullity of an Equity Kicker in Mezzanine-Loan Agreements Because of Unconscionability?).
  19. Verfahrensablauf und -optimierung beim Unternehmenskauf aus Sicht des M&A Anwalts, in: Triebel (editor), Mergers & Acquisitions – Strategie-Steuern-Recht, Heidelberg 2004, (Sequence of Procedure and Procedure Optimisation in Corporate Acquisitions from the Perspective of an M&A Lawyer).
  20. What is AIJA?, in: AIJA-Gazette Spéciale, Supplement to AIJA Gazette No. 76, 2003, p. 24-25.
  21. AIJA, the Unlimited Potential of Young Lawyers – Perseverance and Patience as Key Elements, in: AIJA-Gazette Spéciale, Supplement to AIJA Gazette No. 76, 2003, p. 19-21.
  22. Strategic Alliances and Corporate Partnering, Val d’Isére/France, in: AIJA-Gazette, No. 75, 2003, p. 9-14.
  23. Kooperations- und gesellschaftsrechtliche Fragen bei Gründung von Unternehmensverbünden im Internet, in: Gramlich/Kröger/Schreibauer (editors), Rechtshandbuch B2B-Plattformen, Munich 2003, (Questions Regarding Cooperation and Company Law when Combinations of Business Enterprises are Established in the Internet, in: Legal Guide for B2B-platforms).
  24. Zuständigkeit des Bundesaufsichtsamtes für Wertpapierhandel, in: Geibel/Süßmann (editors), WpÜG Wertpapiererwerbs- und Übernahmegesetz Kommentar, Munich 2002, p. 120-138, (Competence of the Federal Supervisory Office for Trading in Securities, in: Commentary on the Act on the Public Purchase of Securities and Public Take-overs).
  25. Zur Internationalisierung und Globalisierung deutscher Kanzleien: Internationales Team-Play, in: NJW ANWALT, December 2001, (The Internationalisation and Globalisation of German Law Firms: International Team-Play).
  26. Rechtliche Instrumente zur Vermeidung der Überschuldung im Bereich des Venture Capital, insbesondere Forderungsverzicht und Rangrücktritt, in: Festschrift Hölzle, 2001, (Legal Instruments to Avoid Overindebtedness in the Area of Venture Capital with a Focus on Waiver of Claim and Subordination).
  27. Organisations- und Kapitalstrukturen bei Venture Capital, Lovells Boesebeck Droste publication for the Venture Capital Congress, Düsseldorf 2001 (Organisation and Capital Structures for Venture Capital).
  28. Confidentiality Agreements and Letters of Intent from a German Perspective, in: Meek/Chu (editor), International Joint Ventures, Mergers and Acquisitions, International Business Law Practice Series, Transnational Publishers, Ardsley, New York 2000, p. 23-39.
  29. Human Rights Charity Dinner, in: AIJA-Gazette, No. 63, 1999, p. 18.
  30. The Position of Employees with an Insolvent Employer, in: AIJA-Gazette, No. 63, 1999, p. 7-8.
  31. Outsourcing – Legal and Transactional Aspects, Estoril/Portugal, in: AIJA-Gazette, No. 63, 1999, p. 11-14.
  32. Rescue of Companies, co-editor, London 1998.
  33. Extraterritorial Application of US Laws, Vail/Colorado, in: AIJA-Gazette, No. 60, 1998, p. 8-16.
  34. A Universal Declaration of Human Responsibilities, in: AIJA-Gazette, No. 59, 1998, p. 34.
  35. Legal and Practical Aspects of Investments in the People’s Republic of China, Shanghai, in: AIJA-Gazette, No. 57, 1997, p. 8-16.
  36. Current Developments in Corporate Acquisitions & Joint Ventures, St. Moritz/Switzerland, in: AIJA-Gazette, No. 56, 1997, p. 10-13.
  37. Current Issues in North American Trade Law and Litigation, Aspen, USA, in: AIJA-Gazette, No. 54, 1996, p. 14-19.
  38. Due Diligence for Corporate Acquisitions, co-editor and co-author, London 1996, p. 3-16 and p. 167-192.
  39. Offres Publiques d’Achat, in: Acquisitions d’Entreprises en Droit Allemand, Boesebeck Droste publication, Brussels 1996, p. 367-392, (Public Purchase Offers), (Acquisition of Companies under German Law).
  40. Sale of Private and Public Companies by Auction, co-editor and co-author, London 1996, p. 133-154.
  41. Hostile Takeovers and Public Offers, in: Droste (editor), Mergers and Acquisitions in Germany, 1995, p. 259-281.
  42. Emerging Investment Opportunities in India, Bombay, in: AIJA-Gazette, No. 44, 1993, p. 28-29.
  43. Wie findet der deutsche Rechtssuchende den “richtigen” Anwalt in den USA?, in: Alfred Gleis (Hrsg.), Facetten des Anwaltsberufs, Heidelberg 1989 (How Does a German Seeking Legal Advice Find the “Right” Lawyer in the USA?), (Facets of the Legal Profession).
  44. Zum Wachstum amerikanischer Law Firms, DAJV-Newsletter 1988, p. 57 ff. (About the Growth of American Law Firms).
  45. Der finanzierte Abzahlungskauf in Deutschland und Frankreich, Dissertation, Frankfurt 1986 (The Financed Hire-Purchase Transaction in Germany and France).